Notes on The Birth of Physics

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atomism / birth of physics / declination / division / flux / lucretius / michel serres / turbulence / void

Turbulent Flow

“To grasp more firmly the restless movement of all the particles of matter, remember that the whole universe has no bottom and thus no place where the ultimate particles could settle… the ultimate particles are allowed no rest anywhere in the unfathomable void; rather they are harried by incessant and various movement…” – Lucretius, On the Nature of Things (Book II, 93)


Declination in a Laminar Flow

Serres begins the first section of The Birth of Physics by showing how the clinamen (atomic swerve) has been represented as a weakness of atomic theory, as a prescientific absurdity. Why has it been able to appear this way? First, because declination is a physical absurdity (since experimentation cannot reveal its existence); second, it is a mechanical absurdity (since it is contrary to the principle of inertia and would result in perpetual motion); and finally, it is a logical absurdity (since it is introduced without justification, as being the cause of itself before being the cause of all things.) Serres writes: “The thing is so absurd and so far from our experience that the physicalist minimizes it, as if to hide it.” (4)

Since the theory of the clinamen is no concern of science, Serres argues it has instead found a haven in subjectivity, “moving from the world to the soul, from physics to metaphysics,” (3) from a theory of inertial disruption of primary elements to the cause of the free movement of living beings. Serres presents this as the scenario for how we move from a ‘secret decision’ of atoms to move this way or that in a void, to the final ‘secret’ of the decision in a subject. In other words: from declination to inclination. Notice that Lucretius points towards this will torn from destiny:

“If there is no atomic swerve to initiate movement that can annul the decrees of destiny and prevent the existence of an endless chain of causation, what is the source of this free will possessed by living creatures all over the earth?”
– Lucretius, (II: 256)

In short, Serres argues it be wrong to read “On the Nature of Things” as a treatise on physics. Rather, we must read it as humanists or philologians.

So the clinamen is an infinitely small angular deviation produced in a laminar flow of energy and heat. There are two interrelated ideas here: on the one hand, the concept of the potential and actual infinitely small (which of course relates intimately to differential geometry,) and on the other, the idea of laminar flow, an ideal of truly ‘parallel’ movements of atoms through space. Clearly they are both in a certain sense theoretical; the infinitely small by definition abjures inspection or division; and in the real world it is very unlikely for local flows to remain parallel, they always become turbulent. Hence Serres’ fundamental question in this work: “How does turbulence appear in a laminar flow? …The fall of atoms in an ideal laminar cataract, what are the conditions under which it enters into concrete experience, that of vortical flow?” (6)


Alright, so how do vortexes appear in the laminar cascade? Well, precisely by the swerving of atoms in their flow and fall: “the clinamen is the smallest imaginable condition for the original formation of turbulence.” (6) Cicero writes atomorum turbulenta concursio, atoms meet in and by turbulence. This theory is found in Lucretius: but again, what does this have to do with physical science? The incidence or inception of turbulence is indefinite and undetermined. This argument against declination is silent about its hypotheses or models, much less its descriptions; yet, Serres notes, it does say something about its own ideal of science, that “for it to carry weight, knowledge should have nothing to say about chance distribution.” (6)

But Serres loses no time in reminding us that Lucretius is faithful to the phenomena themselves, i.e., that “turbulence appears stochastically in laminar flow.” (6) In other words, we can construct a model apart from the general framework of modern solid mechanics, even though the clinamen appears only by chance, and we do not know why. For Lucretius and Serres, vortex in a fluid medium is a new bearing, and in fact already at the very beginning of the world.

So Serres believes we can compose a working hypothesis and experimental protocol. In order to understand the atomist project, in order to comprehend turbulence, we have to give up our technical speciality in solidity, the heart of our modern theoretical foundations. What is theoretically difficult is not declination, but understanding declination within the framework of a non-fluid mechanics. For “in relation to theory, the appearance of concrete experience is contemporaneous with that of vortices. Declination is their beginning. Nothing is absurd here, everything is exact, precise, and even necessary.” (7)

Thus can a new science be outlined: we outline a sheaf of parallels, and at some point in the cataract or flow, a small angle is marked, from which a spiral evolves. Atoms which were once separate can now meet, in and by turbulence. Lucretius is even more precise than this, for his text opens the minimal way onto differential calculation itself, to an ideal of a great number; a whole corpus is implied by this ‘simple’ model, one which Serres believes is provided by Archimedes. As we and Serres proceed, the theoretical impulse that guides us is the one guiding Lucretius as well: no flow remains parallel for long; turbulence quickly appears.


An Analysis of the Hydraulic Model

We return briefly to the connection between declination and inclination. A classical description of the will or uncertainty often appeals to an image of a balance or a pendulum. A decision or determination or unrest is here a small or even the smallest change in the balance, a tiny shift of tension or correspondence. An infinitesimal angle of the beam: not declination but inclination; it is this sort of machine which supplies the classical model, and of course it is a poor model. The model is poor because it is static. Serres writes these models are ‘theorized theory,’ that these machines are statues, field magnets, the immobile part of an electric motor. Thus we have a psychology which is actually a mechanics: “You forget about geometry and think you’re talking about a subject. But in fact you’re only talking about machines.” (9) This forgetting goes on a long time, until the angle of the atom is nothing but the freedom of the subject; then, consequently, the real world becomes muffled, indistinct, obscure, “like a dream of the soul.” This is why we must return to the Greeks.

Serres embarks upon a history of the angle. He observes that the classical method of the Greeks is the measurement of segments. He notes that for them the triangle is really a trilateral. We have to await the development of trigonometry for the measurement of angles to be combined with other elements. Thus Serres argues that angles “resist effort at quantification,” that they tend to remain shapes or corners; angles are like qualities. They are less easily abstracted and related to numbers than a line or a segment.

“Between two straight lines or two line segments, this minimal angle makes no sense.” (10) Rectilinear solids needs only general, ordinary mathematics; but for the square of curved elements, we need a new proto-calculus. The theory of irrational numbers as a springboard to atomism. At any rate, atomism answers a question about divisibility and indivisibility. That is, the last division always recedes beyond our reach. Democritus provided solutions for the volume of a cylinder and indeed any solid of revolution; this was probably accomplished by integration. Differential division implies atomism. “Democritus is the Pythagoras on the side of things, of the irrational and of the indifferentiable.” (10) Things for Democritus are a crowd of “subliminal” atoms; we don’t yet have a sum of infinitesimals, but a very large number of subdivisions: “In this way, one crosses the threshold of perception at the same time as that of operation.” (10)

What happens in the closest proximity of the curve to its tangent? Serres contrasts the contingency of classical metaphysicians with the ‘angle of continency’ of classical mathematicians. “Physics is an affair of angles.” (10) The atom could only have ben born by the treatment of curved elements, amidst the irrational and differential; or either by the infinitely divisible stopped short arbitrarily. But it also requires a minimal or atomic angle, what for so long appeared to be such a monstrously absurd idea. The angle of contingency is minimal, indivisible; it is “more atomic, so to speak, than the atom.” (11) No atomism without curved elements, no curve without tangents or minimal angles. Therefore, no atomism without declination, the full schema of an inflected path. Back to inclination: we have forgotten geometry, and see subjective freedom only as contingency, turbulence without angularity. But even in Euclid, the angle is clisis, bending or inclination.

So Serres shows us the link Democritus provides between atoms, angles and curves. He pauses to recall the model developed earlier: “First a sheaf of parallels, where a laminar flow slips by. At some point, that is to say by chance, a deviation, a very small angle is produced. A vortex forms at once from this point on.” (11) He then gives us a fairly rigorous subdivision of his model (as well as the necessary tools for mathematizing it) as follows:

1. A large atomic population (a mathematical or arithmetic theory of elements)
2. A tangent to a curve, an angle of contingency (a geometrical theory of the tangent)
3. A solid angle, a cone (a geometry of forms of revolution)
4. A curved vorticial line (a theory of spirals)
5. Infinitely small elements (an infinitesimal calculus)
6. Balance and deviations (a mechanics of equilibrium)
7. Flows, a fluid medium (a hydrostatics)

Archimedes, of course, is the man who will fill the requisite conditions. Serres first proceeds to demonstrate the general unity of Archimedes’ whole work. Then he must show that atomist physics is “not non-mathematical, as was believed,” but rather is given expression “analogically” through the mathematic models of Archimedes. Consequently, “the Greeks did not conceive of mathematical physics in the same way as we have done since the Renaissance.” We mix experiments with equations, accompany protocol with formalism and metrics; without this “continual proximity,” we would have no experimentation, nor even law itself. Serres argues the Greeks would have been “strongly repulsed” by this kind of mixed model. For them there was no unitary mathematical physics, as we have; theirs was double, both rigorous formal systems and dissertations upon nature. We do not often dare to assert the two are isomorphic, for “we would need a local and subtle blend of the two and we have only scattered monuments.” Serres concedes that it is strange, but that we have to try and understand that the Greeks had a mathematical physics. We have to learn to see it.

Archimedes’ Work

Archimedes’ The Sand-Reckoner is an expository research into the size of the Universe (in modern terms his final estimate was around 2 light years.) For Serres’ purposes, we are interested in the fact that the work concerns numeration, series and the theory of increase; it represents an early positional numbering system for manipulating very large numbers. He compares Archimedes to Leibniz: in his effort to measure the number of grains of sand which would fit into the universe, he is in some way attempting to make a certain model of reality rational, by means of arithmetic. Both are among the thinkers of the infinitesimal; like Leibniz with the monad and Democritus with the atom, Archimedes ends up arriving at indivisibles (grains of sand.) A dream of constituting the universe by these simple means, as the circles and spheres of geometry; this is why he must introduce scales of order. “The Sand-Reckoner builds a world and then places all these means at the service of a model.” (14) The schema is plainly atomistic: the universal is filled with grains and absences, atoms and voids. Things are homogenous, the model is closed; but don’t forget Archimedes was a thinker of the maximum and minimum. The model is naive, the limit, even the infinite, in Gauss’ sense — mathematically finite and physically infinite. The strategy (progressive orders) suggests we may as well never stop: and again, this is how we classify infinities (large numbers and ordered progressions.)

Serres finds the entire atomistic model present in Archimede’s word tomos, or the frustrum of a cylinder, divided by parallel planes not perpendicular to the axis of revolution. “The turbo delimited by two inclined planes is thus called tomos.” (15) Archimedes provides an arithmetic of sand, an infinitesimal calculus and a plane geometry of spirals. Even a statics of levers and a hydraulics of floating volumes. Serres argues the work is a conceptual whole: “It is a matter of grains and wholes, and of counting them…Of the formation of stable spirals and spiralling vortices. Of the immersion of this mechanical, geometrically constructed model into liquids.” (15) But why spirals? Because a point moves on a line uniformly, “like an atom in the void on a gravitational geodesic.” (16) The line turns; points run on from one another without being able to catch up; they are arranged on parallel geodesic lines; a vortex conjoins the atoms, as the spiral links the points; the turning brings together atoms and points alike. In global processes as well as in singular decisive points, the minimal angle of tangency or clinamen lies between the geodesic of the fall and the beginning of the spiral.

Serres notes that he thought he had established in in earlier work that the general method of division into dichotomies found in Plato’s Republic is formed as a spiral, a curved line defined by diagonals and successive squares, but beginning at a common point, giving coherence to the dialogue, to the “cosmology of two times.” The relation between the atom and the vortex exists clearly in Epicurus, but it is there as an idea, in its “abstract formality,” in Plato. Archimedes, like Pasteur, really only had one idea: that of deviation and excess.

Archimedes, or the concept of deviation

Mathematics models liquids for the first time in history, and a world which deviates from equilibrium. Equilibrium is a special case of proportion, or angles; statics is a discourse on inequality. Statics cancels itself out as it grows, since it describes the deviation, measures it, draws it back to zero. Thus there is an unexpected coherence in Archimedes. The moderns are outraged at the impropriety of using a lever to demonstrate a parabolic segment; it mixes mechanics with geometry. “On the contrary,” Serres writes, “it is superior as a system and testifies in favor of the unity of the method and the coherence of a world. For it is a matter, in both cases, of making a perceived difference vanish… Without this fundamental step, statics would have yet to be born.” (21)

Serres argues that if we had only the principle of identity, we would be “mute, motionless, passive,” and nothing new could ever exist for us. (21) No world: the principle of reason is simply that there is something rather than nothing. It follows the world is present; but this principle is never explained except in terms of its substantives (the void, the thing, being and nothingness.) Exists rather than: it is to be in deviation from equilibrium, and is “almost a pleonasm, since existence denotes a stability, plus a deviation from the fixed position.” (21) The principle of reason is a theory of statics: everything, excepting nothing/identity, is deviation from equilibrium. Against Platonism: the principle of sufficient reason is the source of existence, of speech, of calculation and the efficacious act. And this is the locus of the first atomist discourse. “The beam no longer has a balance point.” (22) Deviations appear, stochastically, or differential angles of inclination. Vortices, spirals, all models formed temporarily out of equilibrium, all brought back to zero by ruin and death. Atoms, Serres explains, are letters, combined into sentences, joined to form volumes. If we can speak, it is because of this deviation. Archimedes “brings rigor” to the principle of sufficient reason; Lucretius “naturalizes” it (22). “All is, all is thought, spoken or worked, in and by the deviation from equilibrium. Here, once again, is the nature of things. And great Pan is reborn.” (22)

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  1. Pingback: la trace :: The birth of physics?

  2. Pingback: Liquid History and the Ages of Water | noir realism

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